Paperless Office Technology
With the SmartWorks imaging solution, putting your hands on a document and taking documents off your hands can both be completed in one easy step. It lets you capitalize on the security and ease of electronic file storage:

• Stores broker-dealer business as well as non broker-dealer documents (which are kept completely private)
• Is fully searchable for fast retrieval
• Directly routes documents to operations and your OSJ for electronic review/approval
• Scans and routes paperwork overnight, freeing up time during the day
• Allows simultaneous file sharing
• Provides simplified access to auditors
• Keeps paperwork immune to fires, floods or theft

Robust Fee-Based Advisory Platform
If you're an investment adviser representative, this all-inclusive suite of tools allows you to customize client service with four flexible programs, giving you the option to closely manage all aspects of a portfolio yourself, or take advantage of turnkey programs providing active management. You can open accounts online, generate client proposals, create model portfolio libraries, place trades, rebalance accounts, and simplify monitoring with custom alerts and reports.

Brokerage and Advisory Online Account Opening
Open accounts quickly and with less chance of error by flowing client data into the required forms and systems, and get an account number instantly so you can start trading right away.

Online Trade Review
Your OSJ can review your trades online, so you can avoid the overnight mailing or faxing hassles, and your OSJ can take advantage of SmartWorks' electronic-blotter functionality, including a pre-scan for suitability, the ability to post comments, and the ease of having simultaneous access to client and account information.

MoneyGuideBroker™
Seamlessly integrated into SmartWorks, this full-featured client suitability and investment analysis program includes seven financial calculators that make it easier for you to hone in on your clients' needs.

MoneyGuidePro™
If you're an investment adviser representative, you'll appreciate the flexibility of this client-oriented, goal-based financial planning and asset allocation application. This interactive planner automatically populates client data from SmartWorks into various potential plans, and lets you create model portfolios and Monte Carlo simulations.

Morningstar® Reports
Gain quick access to three of the most popular Morningstar reports for quick and efficient view and analysis including income statements, analyst opinions, valuation ratios, historical prices and more:

• Portfolio Snapshot™ provides an instant analysis of a client portfolio
• Investment Detail™ gives you a one-page view of your client's security holdings
• Stock Intersection^SM outlines the top 15 holdings in a client's portfolio, reflecting overall weighting by security or sector

Morningstar Advisor Workstation^SM subscribers can also pull in data from SmartWorks to take advantage of the additional capabilities of that tool.

Fully Integrated CRM Tool
Conveniently electronically import your current client relationship management (CRM) data into SmartWorks. Then effortlessly pull up client contact and account information, view transaction histories, group family members into households for easier tracking, analyses and performance reporting, open accounts, and even create and track calendar events and take meeting notes. A powerful search engine allows you to sort, view and download information using numerous parameters and export it to a variety of formats for target marketing and mail merges.

NetExchange Pro™
NetExchange Pro's seamless integration with SmartWorks lets you take advantage of its broad range of versatile online trading tools, market information, research, alerts, and detailed account information including activity, trading, position, annual reports, rate board and more.¹

Internal Fixed Income Trading Desk
Our online fixed income trading platform, designed to model ladders and portfolios, is supported by a powerful query engine. It gives you and your clients high-quality solutions, and also offers competitive pricing and direct access to an experienced trading staff.

Albridge™ Solutions
If you subscribe to this comprehensive, Web-based consolidated statement and performance reporting platform, you can conveniently access it directly from SmartWorks, and offer your clients access to its countless educational investment reports.

Automated Forms Completion
If you choose to subscribe to Laser App™, you can automatically send client data from SmartWorks to the appropriate electronic forms, pre-populating many or all of the fields so you can easily generate accurate documents during client meetings or on the road.

Books & Records
Managing your books and records responsibilities is a lot easier with SmartWorks, which alerts you to registrations that need accounts assigned and gives you the power to search for them using a variety of parameters.

24/7 Anywhere Access
It may be a mixed blessing—especially when you're on vacation*—but SmartWorks lets you take your whole office with you wherever you go. As long as you have a computer with Internet access, you can quickly and securely open accounts, place trades, create client-ready reports, research a security, or take advantage of a subscription to the SmartWorks imaging solution to track down a three-year-old file.

*Supplemental User Access
Of course, if your vacation plans beckon, or to simply streamline workflow in your office, SmartWorks lets you grant your administrative assistant or other representatives in your practice access to client data, specific applications and/or your calendar.

Research, News and Information
The Broker-Dealer Center within SmartWorks contains a wealth of information on everything from market and industry news, fund and fund family research, videos and guides on how to use the features of SmartWorks and its integrated tools, and much, much more.